| FACTS |
WHAT DOES LAXSON FINANCIAL GROUP, LLC DO WITH YOUR PERSONAL INFORMATION? |
| Why? |
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
|
| What? |
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security number and account balances
- Assets and transaction or loss history
- Investment experience and employment information
|
| How? |
All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons Laxson Financial Group, LLC chooses to share; and whether you can limit this sharing.
|
| Reasons we can share your personal information |
Does Laxson Financial Group share? |
Can you limit this sharing? |
| For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, detect and prevent fraud, or report to credit bureaus |
Yes |
No |
| For our marketing purposes – to offer our products and services to you |
Yes |
No |
| For joint marketing with other financial companies |
No |
We don't share |
| For our affiliates' everyday business purposes – information about your transactions and experiences |
No |
We don't share |
| For our affiliates' everyday business purposes – information about your creditworthiness |
No |
We don't share |
| For our affiliates to market to you |
No |
We don't share |
| For nonaffiliates to market to you |
No |
We don't share |
|
If you wish to limit our sharing of information for marketing purposes (or other details as required by state law), please call our office at (334) 737-5051 or contact us through our website at laxsonfinancialgroup.com/contact-us.
Please note: If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.
|
Who We Are
| Who is providing this notice? |
This notice is provided by Laxson Financial Group, LLC. |
What We Do
| How does Laxson Financial Group protect my personal information? |
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. We restrict access to nonpublic personal information about you to employees who need to know that information to provide products or services to you.
|
| How does Laxson Financial Group collect my personal information? |
We collect your personal information, for example, when you:
- Open an investment account or seek advice about your investments
- Enter into an investment advisory contract or tell us about your retirement portfolio
- Make deposits or withdrawals from your account
We may also collect your personal information from other sources, such as consumer reporting bureaus, clearing custodians, or other financial companies.
|
| Why can't I limit all sharing? |
Federal law gives you the right to limit only:
- Sharing for affiliates' everyday business purposes — information about your creditworthiness
- Affiliates from using your information to market to you
- Sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law.
|
Definitions
| Affiliates |
Companies related by common ownership or control. They can be financial and nonfinancial companies.
- Laxson Financial Group, LLC does not have any affiliates.
|
| Nonaffiliates |
Companies not related by common ownership or control. They can be financial and nonfinancial companies.
- Laxson Financial Group, LLC does not share information with nonaffiliates so they can market to you.
|
| Joint Marketing |
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
- Laxson Financial Group, LLC does not engage in joint marketing agreements.
|
Other Important Information
State Laws: California and Vermont laws may give you additional rights. In accordance with California and Vermont laws, we will not share information we collect about you with nonaffiliates, except as permitted by law, such as to process your transactions or maintain your account.
